0000001178 00000 n Any person who has made a significant . 0000004731 00000 n 2009), and differentiating between the various major and minor contributions that lead to impact is a significant challenge. SROI aims to provide a valuation of the broader social, environmental, and economic impacts, providing a metric that can be used for demonstration of worth. Definitions of Performance Appraisal - By McGregor and Dale Beach . Clearly the impact of thalidomide would have been viewed very differently in the 1950s compared with the 1960s or today. From the outset, we note that the understanding of the term impact differs between users and audiences. 0000008241 00000 n The Author 2013. The book also explores how different aspects of citizenship, such as attitudes towards diverse population groups and concerns for social issues, relate to classical definitions of norm-based citizenship from the political sciences. It is acknowledged in the article by Mugabushaka and Papazoglou (2012) that it will take years to fully incorporate the impacts of ERC funding. Other approaches to impact evaluation such as contribution analysis, process tracing, qualitative comparative analysis, and theory-based evaluation designs (e.g., Stern, Stame, Mayne, Forss, & Befani, 2012) do not necessarily employ explicit counterfactual logic for causal inference and do not introduce observation-based definitions. One of the advantages of this method is that less input is required compared with capturing the full route from research to impact. 0000348082 00000 n Enhancing Impact. The origin is from the Latin term 'valere' meaning "be strong, be well; be of value, or be worth". Measurement assessment and evaluation helps the teachers to determine the learning progress of the students. evaluation of these different kinds of evaluands. 0000006922 00000 n For full access to this pdf, sign in to an existing account, or purchase an annual subscription. While the case study is a useful way of showcasing impact, its limitations must be understood if we are to use this for evaluation purposes. Any information on the context of the data will be valuable to understanding the degree to which impact has taken place. 1.3. Its objective is to evaluate programs, improve program effectiveness, and influence programming decisions. However, there has been recognition that this time window may be insufficient in some instances, with architecture being granted an additional 5-year period (REF2014 2012); why only architecture has been granted this dispensation is not clear, when similar cases could be made for medicine, physics, or even English literature. It is therefore in an institutions interest to have a process by which all the necessary information is captured to enable a story to be developed in the absence of a researcher who may have left the employment of the institution. 0000342798 00000 n The reasoning behind the move towards assessing research impact is undoubtedly complex, involving both political and socio-economic factors, but, nevertheless, we can differentiate between four primary purposes. Although it can be envisaged that the range of impacts derived from research of different disciplines are likely to vary, one might question whether it makes sense to compare impacts within disciplines when the range of impact can vary enormously, for example, from business development to cultural changes or saving lives? The advantages and disadvantages of the case study approach. Such a framework should be not linear but recursive, including elements from contextual environments that influence and/or interact with various aspects of the system. To evaluate impact, case studies were interrogated and verifiable indicators assessed to determine whether research had led to reciprocal engagement, adoption of research findings, or public value. The introduction of impact assessments with the requirement to collate evidence retrospectively poses difficulties because evidence, measurements, and baselines have, in many cases, not been collected and may no longer be available. Gathering evidence of the links between research and impact is not only a challenge where that evidence is lacking. Overview of the types of information that systems need to capture and link. For example, the development of a spin out can take place in a very short period, whereas it took around 30 years from the discovery of DNA before technology was developed to enable DNA fingerprinting. 0000007559 00000 n Inform funding. One notable definition is provided by Scriven (1991) and later adopted by the American Evaluation Association (): "Evaluation is the systematic process to determine merit, worth, value, or . 0000007967 00000 n Time, attribution, impact. 0000002868 00000 n 0000011201 00000 n The time lag between research and impact varies enormously. %PDF-1.3 To demonstrate to government, stakeholders, and the wider public the value of research. Classroom Assessment -- (sometime referred to as Course-based Assessment) - is a process of gathering data on student learning during the educational experience, designed to help the instructor determine which concepts or skills the students are not learning well, so that steps may be taken to improve the students' learning while the course is It is very important to make sure people who have contributed to a paper, are given credit as authors. (2007) adapted the terminology of the Payback Framework, developed for the health and biomedical sciences from benefit to impact when modifying the framework for the social sciences, arguing that the positive or negative nature of a change was subjective and can also change with time, as has commonly been highlighted with the drug thalidomide, which was introduced in the 1950s to help with, among other things, morning sickness but due to teratogenic effects, which resulted in birth defects, was withdrawn in the early 1960s. The process of evaluation is dynamic and ongoing. Evaluation of impact is becoming increasingly important, both within the UK and internationally, and research and development into impact evaluation continues, for example, researchers at Brunel have developed the concept of depth and spread further into the Brunel Impact Device for Evaluation, which also assesses the degree of separation between research and impact (Scoble et al. Assessment is the process of gathering and discussing information from multiple and diverse sources in order to develop a deep understanding of what students know, understand, and can do with their knowledge as a result of their educational experiences; the process culminates when assessment results are used to improve subsequent learning. Indicators were identified from documents produced for the REF, by Research Councils UK, in unpublished draft case studies undertaken at Kings College London or outlined in relevant publications (MICE Project n.d.). Concerns over how to attribute impacts have been raised many times (The Allen Consulting Group 2005; Duryea et al. Accountability. They are often written with a reader from a particular stakeholder group in mind and will present a view of impact from a particular perspective. working paper). 2005; Wooding et al. The case study does present evidence from a particular perspective and may need to be adapted for use with different stakeholders. In terms of research impact, organizations and stakeholders may be interested in specific aspects of impact, dependent on their focus. In the UK, evidence and research impacts will be assessed for the REF within research disciplines. Here we outline a few of the most notable models that demonstrate the contrast in approaches available. This raises the questions of whether UK business and industry should not invest in the research that will deliver them impacts and who will fund basic research if not the government? A variety of types of indicators can be captured within systems; however, it is important that these are universally understood. Impact is derived not only from targeted research but from serendipitous findings, good fortune, and complex networks interacting and translating knowledge and research. 0000342958 00000 n The RQF pioneered the case study approach to assessing research impact; however, with a change in government in 2007, this framework was never implemented in Australia, although it has since been taken up and adapted for the UK REF. The definition problem in evaluation has been around for decades (as early as Carter, 1971), and multiple definitions of evaluation have been offered throughout the years (see Table 1 for some examples). The Value of Public Sector R&D, Assessing impacts of higher education systems, National Co-ordinating Centre for Public Engagement, Through a Glass, Darkly: Measuring the Social Value of Universities, Describing the Impact of Health Research: A Research Impact Framework, LSE Public Policy Group. These sometimes dissim- ilar views are due to the varied training and background of the writers in terms of their profession, concerned with different aspects of the education process. Understand. The Payback Framework systematically links research with the associated benefits (Scoble et al. By allowing impact to be placed in context, we answer the so what? question that can result from quantitative data analyses, but is there a risk that the full picture may not be presented to demonstrate impact in a positive light? Standard approaches actively used in programme evaluation such as surveys, case studies, bibliometrics, econometrics and statistical analyses, content analysis, and expert judgment are each considered by some (Vonortas and Link, 2012) to have shortcomings when used to measure impacts. For example, following the discovery of a new potential drug, preclinical work is required, followed by Phase 1, 2, and 3 trials, and then regulatory approval is granted before the drug is used to deliver potential health benefits. Perhaps it is time for a generic guide based on types of impact rather than research discipline? Cb)5. 2010). The Social Return on Investment (SROI) guide (The SROI Network 2012) suggests that The language varies impact, returns, benefits, value but the questions around what sort of difference and how much of a difference we are making are the same. They risk being monetized or converted into a lowest common denominator in an attempt to compare the cost of a new theatre against that of a hospital. It is a process that involves careful gathering and evaluating of data on the actions, features, and consequences of a program. The verb evaluate means to form an idea of something or to give a judgment about something. It has been acknowledged that outstanding leaps forward in knowledge and understanding come from immersing in a background of intellectual thinking that one is able to see further by standing on the shoulders of giants. Johnston (Johnston 1995) notes that by developing relationships between researchers and industry, new research strategies can be developed. Assessment for learning is ongoing, and requires deep involvement on the part of the learner in clarifying outcomes, monitoring on-going learning, collecting evidence and presenting evidence of learning to others.. % This distinction is not so clear in impact assessments outside of the UK, where academic outputs and socio-economic impacts are often viewed as one, to give an overall assessment of value and change created through research. These . , . From an international perspective, this represents a step change in the comprehensive nature to which impact will be assessed within universities and research institutes, incorporating impact from across all research disciplines. Worth refers to extrinsic value to those outside the . The case study approach, recommended by the RQF, was combined with significance and reach as criteria for assessment. Attempts have been made to categorize impact evidence and data, for example, the aim of the MICE Project was to develop a set of impact indicators to enable impact to be fed into a based system. 0000002318 00000 n Although some might find the distinction somewhat marginal or even confusing, this differentiation between outputs, outcomes, and impacts is important, and has been highlighted, not only for the impacts derived from university research (Kelly and McNicol 2011) but also for work done in the charitable sector (Ebrahim and Rangan, 2010; Berg and Mnsson 2011; Kelly and McNicoll 2011). 0000001087 00000 n SIAMPI is based on the widely held assumption that interactions between researchers and stakeholder are an important pre-requisite to achieving impact (Donovan 2011; Hughes and Martin 2012; Spaapen et al. Clearly there is the possibility that the potential new drug will fail at any one of these phases but each phase can be classed as an interim impact of the original discovery work on route to the delivery of health benefits, but the time at which an impact assessment takes place will influence the degree of impact that has taken place. This is particularly recognized in the development of new government policy where findings can influence policy debate and policy change, without recognition of the contributing research (Davies et al. Muffat says - "Evaluation is a continuous process and is concerned with than the formal academic achievement of pupils. The exploitation of research to provide impact occurs through a complex variety of processes, individuals, and organizations, and therefore, attributing the contribution made by a specific individual, piece of research, funding, strategy, or organization to an impact is not straight forward. Here is a sampling of the definitions you will see: Mirriam-Webster Dictionary Definition of Assessment: The action or an instance of assessing, appraisal . 0000002109 00000 n Frameworks for assessing impact have been designed and are employed at an organizational level addressing the specific requirements of the organization and stakeholders. This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/3.0/), which permits unrestricted reuse, distribution, and reproduction in any medium, provided the original work is properly cited. Ideally, systems within universities internationally would be able to share data allowing direct comparisons, accurate storage of information developed in collaborations, and transfer of comparable data as researchers move between institutions. Test, measurement, and evaluation are concepts used in education to explain how the progress of learning and the final learning outcomes of students are assessed. Every piece of research results in a unique tapestry of impact and despite the MICE taxonomy having more than 100 indicators, it was found that these did not suffice. A key concern here is that we could find that universities which can afford to employ either consultants or impact administrators will generate the best case studies. 4 0 obj The development of tools and systems for assisting with impact evaluation would be very valuable. Professor James Ladyman, at the University of Bristol, a vocal adversary of awarding funding based on the assessment of research impact, has been quoted as saying that inclusion of impact in the REF will create selection pressure, promoting academic research that has more direct economic impact or which is easier to explain to the public (Corbyn 2009). 5. %PDF-1.4 % 10312. 0000001325 00000 n different things to different people, and it is primarily a function of the application, as will be seen in the following. From 2014, research within UK universities and institutions will be assessed through the REF; this will replace the Research Assessment Exercise, which has been used to assess UK research since the 1980s. , , . The process of evaluation involves figuring out how well the goals have been accomplished. 2007; Nason et al. Using the above definition of evaluation, program evaluation approaches were classified into four categories. To be considered for inclusion within the REF, impact must be underpinned by research that took place between 1 January 1993 and 31 December 2013, with impact occurring during an assessment window from 1 January 2008 to 31 July 2013. A very different approach known as Social Impact Assessment Methods for research and funding instruments through the study of Productive Interactions (SIAMPI) was developed from the Dutch project Evaluating Research in Context and has a central theme of capturing productive interactions between researchers and stakeholders by analysing the networks that evolve during research programmes (Spaapen and Drooge, 2011; Spaapen et al. Assessment is the collection of relevant information that may be relied on for making decisions., 3. Indicators, evidence, and impact within systems, Department for Business, Innovation and Skills 2012, http://www.arc.gov.au/pdf/ERA_Indicator_Principles.pdf, http://www.charitystar.org/wp-content/uploads/2011/05/Return_on_donations_a_white_paper_on_charity_impact_measurement.pdf, http://www.oecd.org/science/innovationinsciencetechnologyandindustry/37450246.pdf, http://www.cahs-acss.ca/wp-content/uploads/2011/09/ROI_FullReport.pdf, http://mice.cerch.kcl.ac.uk/wp-uploads/2011/07/MICE_report_Goldsmiths_final.pdf, http://www.timeshighereducation.co.uk/story.asp?storyCode=409614§ioncode=26, http://www.odi.org.uk/rapid/Events/ESRC/docs/background_paper.pdf, http://www.iscintelligence.com/archivos_subidos/usfacultyburden_5.pdf, http://blogs.lse.ac.uk/impactofsocialsciences/tag/claire-donovan/, http://www.atn.edu.au/docs/Research%20Global%20-%20Measuring%20the%20impact%20of%20research.pdf, http://www.hbs.edu/research/pdf/10-099.pdf, http://www.esf.org/index.php?eID=tx_ccdamdl_file&p[file]=25668&p[dl]=1&p[pid]=6767&p[site]=European%20Science%20Foundation&p[t]=1351858982&hash=93e987c5832f10aeee3911bac23b4e0f&l=en, http://www.rand.org/pubs/research_briefs/2007/RAND_RB9202.pdf, http://www.rand.org/pubs/documented_briefings/2010/RAND_DB578.pdf, http://ukirc.ac.uk/object/report/8025/doc/CIHE_0612ImpactReport_summary.pdf, http://www.timeshighereducation.co.uk/story.asp?storyCode=415340§ioncode=26, http://www.publicengagement.ac.uk/sites/default/files/80096%20NCCPE%20Social%20Value%20Report.pdf, http://www2.lse.ac.uk/government/research/resgroups/LSEPublicPolicy/Docs/LSE_Impact_Handbook_April_2011.pdf, http://www.artscouncil.org.uk/media/uploads/documents/publications/340.pdf, http://www.ref.ac.uk/media/ref/content/pub/researchexcellenceframeworkimpactpilotexercisefindingsoftheexpertpanels/re01_10.pdf, http://www.ref.ac.uk/media/ref/content/pub/assessmentframeworkandguidanceonsubmissions/02_11.pdf, http://www.ref.ac.uk/media/ref/content/pub/assessmentframeworkandguidanceonsubmissions/GOS%20including%20addendum.pdf, http://www.ref.ac.uk/media/ref/content/pub/panelcriteriaandworkingmethods/01_12.pdf, http://www.russellgroup.ac.uk/uploads/REF-consultation-response-FINAL-Dec09.pdf, http://www.siampi.eu/Pages/SIA/12/625.bGFuZz1FTkc.html, http://www.siampi.eu/Content/SIAMPI/SIAMPI_Final%20report.pdf, http://www.thesroinetwork.org/publications/doc_details/241-a-guide-to-social-return-on-investment-2012, http://www.ucu.org.uk/media/pdf/n/q/ucu_REFstatement_finalsignatures.pdf, http://www.esrc.ac.uk/_images/Case_Study_of_the_Future_of_Work_Programme_Volume_2_tcm8-4563.pdf, Receive exclusive offers and updates from Oxford Academic, Automated collation of evidence is difficult, Allows evidence to be contextualized and a story told, Incorporating perspective can make it difficult to assess critically, Enables assessment in the absence of quantitative data, Preserves distinctive account or disciplinary perspective, Rewards those who can write well, and/or afford to pay for external input. One might consider that by funding excellent research, impacts (including those that are unforeseen) will follow, and traditionally, assessment of university research focused on academic quality and productivity. Definition of Evaluation by Different Authors Tuckman: Evaluation is a process wherein the parts, processes, or outcomes of a programme are examined to see whether they are satisfactory, particularly with reference to the stated objectives of the programme our own expectations, or our own standards of excellence. When considering the impact that is generated as a result of research, a number of authors and government recommendations have advised that a clear definition of impact is required (Duryea, Hochman, and Parfitt 2007; Grant et al. This database of evidence needs to establish both where impact can be directly attributed to a piece of research as well as various contributions to impact made during the pathway. To achieve compatible systems, a shared language is required. This is a metric that has been used within the charitable sector (Berg and Mnsson 2011) and also features as evidence in the REF guidance for panel D (REF2014 2012). In putting together evidence for the REF, impact can be attributed to a specific piece of research if it made a distinctive contribution (REF2014 2011a). Wigley (1988, p 21) defines it as "a data reduction process that involves the . It incorporates both academic outputs and wider societal benefits (Donovan and Hanney 2011) to assess outcomes of health sciences research. 0000004692 00000 n In endeavouring to assess or evaluate impact, a number of difficulties emerge and these may be specific to certain types of impact. Thalidomide has since been found to have beneficial effects in the treatment of certain types of cancer. The authors propose a new definition for measurement process based on the identification of the type of measurand and other metrological elements at each measurement process identified. Hb```f``e`c`Tgf@ aV(G Ldw0p)}c4Amff0`U.q$*6mS,T",?*+DutQZ&vO T4]2rBWrL.7bs/lcx&-SbiDEQ&. SIAMPI has been used within the Netherlands Institute for health Services Research (SIAMPI n.d.). The definition of health is not just a theoretical issue, because it has many implications for practice, policy, and health services. A university which fails in this respect has no reason for existence. Baselines and controls need to be captured alongside change to demonstrate the degree of impact. Incorporating assessment of the wider socio-economic impact began using metrics-based indicators such as Intellectual Property registered and commercial income generated (Australian Research Council 2008). The first category includes approaches that promote invalid or incomplete findings (referred to as pseudoevaluations), while the other three include approaches that agree, more or less, with the definition (i.e., Questions and/or Methods- Teresa Penfield, Matthew J. Baker, Rosa Scoble, Michael C. Wykes, Assessment, evaluations, and definitions of research impact: A review, Research Evaluation, Volume 23, Issue 1, January 2014, Pages 2132, https://doi.org/10.1093/reseval/rvt021. 0000342937 00000 n In education, the term assessment refers to the wide variety of methods or tools that educators use to evaluate, measure, and document the academic readiness, learning progress, skill acquisition, or educational needs of students. n.d.). It is perhaps worth noting that the expert panels, who assessed the pilot exercise for the REF, commented that the evidence provided by research institutes to demonstrate impact were a unique collection. 2007).
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